Corporate Actions Processing
This one-day program provides a comprehensive overview of major Corporate action event types and the business conditions for each. Corporate Actions (also referred to as Position and Asset Services) is a complex area for Operations departments in financial firms and one that requires close attention to the associated risks and costs. Explore major mandatory and voluntary event types such as mergers, spin-offs and tender offers, and the motivations of issuers and investors. Examine how the collaboration of equity and fixed income business units, sales and trading, investment managers, operations, finance, and risk management ensure successful outcomes of Corporate Action events for broker/dealers, custodians, investment managers and their clients.